Regulatory tierAAA
Regulator intelligence profile

Australian Securities and Investments Commission

Australian Securities and Investments Commission

AustraliaFounded 1998Australian Government regulator
Forex supervisionPublic registerInvestor safeguards
Official websiteasic.gov.au/
Institutional assessment
9.0/10

Protection snapshot

Negative balance
Retail OTC derivative protections apply
Investor protection
AFCA complaint access may apply
Compensation
No universal deposit-style compensation scheme
Profiles linked
3
Institution profile

About ASIC

ASIC regulates companies, financial markets and financial services in Australia. An Australian broker review should match the legal entity and AFSL number against ASIC Professional Registers and review the licence conditions rather than relying on a brand name alone.

Institution typeAustralian Government regulator
Forex oversightAustralian financial services licensees
Directory linkage

Published broker records

Checked Jul 19, 2026