medium risk · execution

Broker is the contractual counterparty

The execution policy states that orders are OTC, BASE MARKETS acts as principal and sole execution venue, and no orders are transmitted to external venues. The policy expressly recognises a potential conflict of interest between the company and clients.

medium riskmonitoringVerified Jul 26, 2026

Assessment

The execution policy states that orders are OTC, BASE MARKETS acts as principal and sole execution venue, and no orders are transmitted to external venues. The policy expressly recognises a potential conflict of interest between the company and clients.

Event timeline

Risk signal published

The execution policy states that orders are OTC, BASE MARKETS acts as principal and sole execution venue, and no orders are transmitted to external venues. The policy expressly recognises a potential conflict of interest between the company and clients.

Evidence sources