Assessment
The execution policy states that orders are OTC, BASE MARKETS acts as principal and sole execution venue, and no orders are transmitted to external venues. The policy expressly recognises a potential conflict of interest between the company and clients.
Event timeline
The execution policy states that orders are OTC, BASE MARKETS acts as principal and sole execution venue, and no orders are transmitted to external venues. The policy expressly recognises a potential conflict of interest between the company and clients.
